Job Description: The Regulatory Compliance Monitoring Manager (Senior) develops, implements, and oversees the regulatory compliance strategies of the bank. Assists in the establishment of an effective compliance function, framework and core processes for the bank. Job Responsibilities: Excellent report writing and consolidation skills in respect of key internal to Bank committees and key Board committees, from a Regulatory Compliance perspective. Ensures that these policies and procedures are consistent with the approvals of various boards. Produces reports for senior management on compliance monitoring findings. Initiates the development of key compliance policies and standard operating procedures. Manages compliance monitoring which include personal account dealing, gifts and entertainment, conflicts of interest and political donations. Identifies training and educational needs regarding compliance practices, make recommendations and develops training content. Job Requirements: Understanding of the legislative and regulatory requirements impacting the South African Banking Sector Experience in the Legal and/or Compliance environment within banking. 8 -10 years’ experience in the financial or regulatory sector Bachelor’s degree that includes legal, compliance and governance. BCOM (Law), LLB or CPrac (Preferred) Understanding of and an ability to implement Compliance governance.
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