Compliance Officer

Website Sanlam

Job Description:

Development and implementation of Compliance Risk Management Plans (CRMPs) for core legislative and regulatory provisions;

Job Responsibilities:

  • Compiling monitoring plans indicating the compliance monitoring methodology used and the frequency thereof;
  • Incident reporting, to ensure timeous escalation of compliance risks and incidents,
  • Compiling monitoring reports on the results of monitoring;
  • Assist with the promotion of a culture of compliance and awareness within Sanlam Sky and actively participating in compliance projects and training initiatives.
  • Research and communicate applicable legislative developments to all stakeholders
  • Advise and provide guidance to management on systems, policies, processes and controls implemented to enable compliance.
  • Interpret regulation and legislation and assist business units with practical implementation thereof

Job Requirements:

  • Knowledge of the financial services industry, especially insurance
  • A thorough understanding and knowledge of the regulatory requirements impacting on the various businesses (e.g. FAIS, FICA, LTIA, PPR, POPIA) will be advantageous
  • 3-6 years’ experience as a Compliance Officer in the Financial Services Industry
  • Technical professional skills
  • The ability to manage people and processes effectively in instances where non-compliance is identified
  • A thorough understanding and knowledge of compliance risk management and monitoring programmes
  • Decision making skills

Job Details:

Company: Sanlam

Vacancy Type: Full Time

Job Location: Johannesburg, Gauteng, South Africa

Application Deadline: N/A

To apply for this job please visit

 Report Job